27 From Tiberius Gracchus to the God-Emperor in Rome

27.1 The Science of Thwarting the Common Man

We have already twice likened the self-governing community of Rome to a «Neanderthal» variety of the modern «democratic» civilized state, and we shall recur again to this comparison. In form the two things, the first great primitive essay and its later relations, are extraordinarily similar; in spirit they differ very profoundly. Roman political and social life, and particularly Roman political and social life in the century between the fall of Carthage and the rise of Caesar and Caesarism, has a very marked general resemblance to the political and social life in such countries as the United States of America or the British Empire to-day. The resemblance is intensified by the common use, with a certain inaccuracy in every case, of such terms as «senate», «democracy», «proletariat», and the like. But everything in the Roman state was earlier, cruder, and clumsier; the injustices were more glaring, the conflicts harsher. There was comparatively little knowledge and few general ideas. Aristotle’s scientific works were only beginning to be read in Rome in the first century B.C.; Ferrero,[109] it is true, makes Cesar familiar with the Politics of Aristotle, and ascribes to him the dream of making a «Periclean Rome», but in doing so, Ferrero seems to be indulging in one of those lapses into picturesque romancing which are at once the joy and the snare of all historical writers.

Attention has already been drawn to the profound difference between Roman and modern conditions due to the absence of a press, of any popular education or of the representative idea in the popular assembly. Our world to-day is still far from solving the problem of representation and from producing a public assembly which will really summarize, crystallize, and express the thought and will of the community; our elections are still largely an ingenious mockery of the common voter who finds himself helpless in the face of party organizations which reduce his free choice of a representative to the less unpalatable of two political hacks, but, even so, his vote, in comparison with the vote of an ordinary honest Roman citizen, is an effective instrument. Too many of our histories dealing with this period of Roman history write of «the popular party», and of the votes of the people and so forth, as though such things were as much working realities as they are to-day. But the senators and politicians of Rome saw to it that such things never did exist as clean and wholesome realities. These modern phrases are very misleading unless they are carefully qualified.

We have already described the gatherings of the popular comitia; but that clumsy assembly in sheep pens does not convey the full extent to which the gerrymandering of popular representation could be carried in Rome. Whenever there was a new enfranchisement of citizens in Italy, there would be the most elaborate trickery and counter-trickery to enrol the new voters into as few or as many of the thirty old «tribes» as possible, or to put them into as few as possible new tribes. Since the vote was taken by tribes, it is obvious that however great the number of new additions made, if they were all got together into one tribe, their opinion would only count for one tribal vote, and similarly if they were crowded into just a few tribes, old or new. On the other hand, if they were put into too many tribes their effect in any particular tribe might be inconsiderable. Here was the sort of work to fascinate every smart knave in politics. The comitia tributa could be worked at times so as to vote right counter to the general feeling of the people. And as we have already noted, the great mass of voters in Italy were also disenfranchised by distance. About the middle period of the Carthaginian wars there were upwards of 300,000 Roman citizens; about 100 B.C. there were more than 900,000, but in effect the voting of the popular assembly was confined to a few score thousand resident in and near Rome, and mostly men of a base type. And the Roman voters were «organized» to an extent that makes the Tammany machine of New York seem artless and honest. They belonged to clubs, collegia sodalicia, having usually some elegant religious pretensions; and the rising politician working his way to office went first to the usurers and then with the borrowed money to these clubs. If the outside voters were moved enough by any question to swarm into the city, it was always possible to put off the voting by declaring the omens unfavourable. If they came in unarmed, they could be intimidated; if they brought in arms, then the cry was raised that there was a plot to overthrow the republic, and a massacre would be organized.

There can be no, doubt that all Italy, all the empire was festering with discomfort, anxiety, and discontent in the century after the destruction of Carthage; a few men were growing very rich, and the majority of people found themselves entangled in an inexplicable net of uncertain prices, jumpy markets, and debts; but yet there was no way at all of stating and clearing up the general dissatisfaction. There is no record of a single attempt to make the popular assembly a straightforward and workable public organ. Beneath the superficial appearances of public affairs struggled a mute giant of public opinion and public will, who sometimes made some great political effort a rush to vote or such like, and sometimes broke into actual violence. So long as there was no actual violence, the Senate and the financiers kept on in their own disastrous way. Only when they were badly frightened would governing cliques or parties desist from some nefarious policy and heed the common good. The real method of popular expression in Italy in those days was not the comitia tributa, but the strike and insurrection, the righteous and necessary methods of all cheated or suppressed peoples. We have seen in our own days in Great Britain a decline in the prestige of parliamentary government and a drift towards unconstitutional methods on the part of the masses through exactly the same cause, through the incurable disposition of politicians to gerrymander the electoral machine until the community is driven to explosion.

For insurrectionary purposes a discontented population needs a leader, and the political history of the concluding century of Roman republicanism is a history of insurrectionary leaders and counter-revolutionary leaders. Most of the former are manifestly unscrupulous adventurers who try to utilize the public necessity and unhappiness for their own advancement. Many of the historians of this period betray a disposition to take sides, and are either aristocratic in tone or fiercely democratic; but, indeed, neither side in these complex and intricate disputes has a record of high aims or clean hands. The Senate and the rich Equestrians were vulgar and greedy spirits, hostile and contemptuous towards the poor mob; and the populace was ignorant, unstable, and at least equally greedy. The Scipios in all this record shine by comparison, a group of gentlemen. To the motives of one or the other figures of the time, to Tiberius Gracchus, for example, we may perhaps extend the benefit of the doubt. But for the rest, they do but demonstrate how clever and cunning men may be, how subtle in contention, how brilliant in pretence, and how utterly wanting in wisdom or grace of spirit. «A shambling, hairy, brutish, but probably very cunning creature with a big brain behind;» so someone, I think it was Sir Harry Johnston, has described Homo Neanderthalensis.

To this day we must still use similar terms to describe the soul of the politician. The statesman has still to oust the politician from his lairs and weapon heaps. History has still to become a record of human dignity.

27.2 Finance in the Roman State

Another respect in which the Roman system was a crude anticipation of our own, and different from any preceding political system we have considered, was that it was a cash and credit-using system. Money had been in the world as yet for only a few centuries. But its use had been growing; it was providing a fluid medium for trade and enterprise, and changing economic conditions profoundly. In republican Rome, the financier and the «money» interest began to play a part recognizably similar to their roles to-day.

We have already noted – in our account of Herodotus – that a first effect of money was to give freedom of movement and leisure to a number of people who could not otherwise have enjoyed these privileges. And that is the peculiar value of money to mankind. Instead of a worker or helper being paid in kind and in such a way that he is tied as much in his enjoyment as in his labour, money leaves him free to do as he pleases amidst a wide choice of purchasable aids, eases, and indulgences. He may eat his money or drink it or give it to a temple or spend it in learning something or save it against some unforeseen occasion. That is the good of money, the freedom of its universal convertibility. But the freedom money gives the poor man is nothing to the freedom money has given the rich man. With money rich men ceased to be tied to lands, houses, stores, flocks and herds. They could change the nature and locality of their possessions with an unheard-of freedom. In the third and second century B.C., this release, this untethering of wealth, began to tell upon the general economic life of the Roman and Hellenized world. People began to buy land and the like not for use, but to sell again at a profit; people borrowed to buy, speculation developed. No doubt there were bankers in the Babylon of 1000 B.C., but they lent in a far more limited and solid way, bars of metal and stocks of goods. That earlier world was a world of barter and payment in kind, and it went slowly – and much more staidly and stably – for that reason. In that state the vast realm of China has remained almost down to the present time.

The big cities before Rome were trading and manufacturing cities. Such were Corinth and Carthage and Syracuse. But Rome never produced a very considerable industrial population, and her warehouses never rivalled those of Alexandria. The little port of Ostia was always big enough for her needs. Rome was a political and financial capital, and in the latter respect, at least, she was a new sort of city. She imported profits and tribute, and very little went out from her in return. The wharves of Ostia were chiefly busy unloading corn from Sicily and Africa and loot from all the world.

After the fall of Carthage the Roman imagination went wild with the hitherto unknown possibilities of finance. Money, like most other inventions, had «happened» to mankind, and men had still to develop? to-day they have still to perfect – the science and morality of money. One sees the thing «catching on» in the recorded life and the writings of Cato the Censor. In his early days he was bitterly virtuous against usury; in his later he was devising ingenious schemes for safe usury.

In this curiously interesting century of Roman history we find man after man asking, «What has happened to Rome?» Various answers are made – a decline in religion, a decline from the virtues of the Roman forefathers, Greek «intellectual poison», and the like. We who can look at the problem with a large perspective, can see that what had happened to Rome was «money»?the new freedoms and chances and opportunities that money opened out. Money floated the Romans off the firm ground, everyone was getting hold of money, the majority by the simple expedient of running into debt; the eastward expansion of the empire was very largely a hunt for treasure in strong rooms and temples to keep pace with the hunger of the new need. The Equestrian order, in particular, became the money power. Everyone was developing property. Farmers were giving up corn and cattle, borrowing money, buying slaves, and starting the more intensive cultivation of oil and wine. Money was young in human experience and wild, nobody had it under control. It fluctuated greatly. It was now abundant and now scarce. Men made sly and crude schemes to corner it, to hoard it, to send up prices by releasing hoarded metals. A small body of very shrewd men was growing immensely rich. Many patricians were growing poor and irritated and unscrupulous. Among the middle sort of peoples there was much hope, much adventure, and much more disappointment. The growing mass of the expropriated was permeated by that vague, baffled, and hopeless sense of being inexplicably bested, which is the preparatory condition for all great revolutionary movements.

27.3 The Last Years of Republican Politics

The first conspicuous leader to appeal to the gathering revolutionary feeling in Italy was Tiberius Gracchus. He looks more like an honest man than any other figure in this period of history, unless it be Scipio Africanus the Elder. At first Tiberius Gracchus was a moderate reformer of a rather reactionary type. He wished to restore the yeoman class to property very largely because he believed that class to be the backbone of the army, and his military experience in Spain before and after the destruction of Carthage had impressed upon him the declining efficiency of the legions. He was what we should call nowadays a «Back-to-the-land» man. He did not understand and few people understand to-day, how much easier it is to shift population from the land into the towns, than to return it to the laborious and simple routines of agricultural life. He wanted to revive the Licinian laws, which had been established when Camillus built his temple of Concord nearly two centuries and a half before (see Chap. xxvi, sec 2), so far as they broke up great estates and restrained slave labour.

These Licinian laws had repeatedly been revived and repeatedly lapsed to a dead letter again. It was only when the big proprietors in the Senate opposed this proposal that Tiberius Gracchus turned to the people and began a furious agitation for popular government. He created a commission to inquire into the title of all landowners. In the midst of his activities occurred one of the most extraordinary incidents in history. Attalus, the king of the rich country of Pergamum in Asia Minor, died (133 B.C.), and left his kingdom to the Roman people.

It is difficult for us to understand the motives of this bequest. Pergamum was a country allied to Rome, and so moderately secure from aggression; and the natural consequence of such a will was to provoke a violent scramble among the senatorial gangs and a dispute between them and the people for the spoils of the new acquisition. Practically Attalus handed over his country to be looted. There were of course many Italian business people established in the country and a strong party of native rich men in close relations with Rome. To them, no doubt, a coalescence with the Roman system would have been acceptable. Josephus bears witness to such a desire for annexation among the rich men of Syria, a desire running counter to the wishes of both king and people. This Pergamum bequest, astonishing in itself, had the still more astonishing result of producing imitations in other quarters. In 96 B.C. Ptolemy Apion bequeathed Cyrenaica, in North Africa, to the Roman people; in 81 B.C. Alexander II, King of Egypt, followed suit with Egypt, a legacy too big for the courage if not for the appetite of the Senators, and they declined it; in 74 B.C. Nicomedes, King of Bithynia, demised Bithynia. Of these latter testamentary freaks we will say no more here. But it will be manifest how great an opportunity, was given Tiberius Gracchus by the bequest of Attalus, of accusing the rich of greed and of proposing to decree the treasures of Attalus to the commonalty. He proposed to use this new wealth to provide seed, stock, and agricultural implements for the resettlement of the land.

His movement was speedily entangled in the complexities of the Roman electoral system – without a simple and straight-forward electoral method, all popular movements in all ages necessarily become entangled and maddened in constitutional intricacies, and almost as necessarily lead to bloodshed, It was needed, if his work was to go on, that Tiberius Gracchus should continue to be tribune, and it was illegal for him to be tribune twice in succession. He overstepped the bounds of legality, and stood for the tribuneship a second time; the peasants who came in from the countryside to vote for him came in armed; the cry that he was aiming at a tyranny, the cry that had long ago destroyed Maelius and Manlius, was raised in the Senate, the friends of «law and order» went to the Capitol in state, accompanied by a rabble of dependents armed with staves and bludgeons; there was a conflict, or rather a massacre of the revolutionaries, in which nearly three hundred people were killed, and Tiberius Gracchus was beaten to death with the fragments of a broken bench by two Senators.

Thereupon the Senators attempted a sort of counter-revolution, and proscribed many of the followers of Tiberius Gracchus; but the state of public opinion was so sullen and threatening that this movement was dropped and Scipio Nasica, who was implicated in the death of Tiberius, though he occupied the position of pontifex maximus and should have remained in Rome for the public sacrifices which were the duties of that official, went abroad to avoid trouble.

The uneasiness of Italy next roused Scipio Africanus the Younger to propose the enfranchisement of all Italy. But he died suddenly before he could carry the proposal into effect.

Then followed the ambiguous career of Caius Gracchus, the brother of Tiberius, who followed some tortuous «policy» that still exercises the mind of historians. He increased the burthens of taxation laid upon the provinces, it is supposed with the idea of setting the modern financiers (the Equites) against the senatorial landowners. He gave the former the newly bequeathed taxes of Asia to farm, and, what is worse, he gave them control of the special courts set up to prevent extortion. He started enormous public works and particularly the construction of new roads, and he is accused of making a political use of the contracts. He revived the proposal to enfranchise Italy. He increased the distribution of subsidized cheap corn to the Roman citizens… Here we cannot attempt to disentangle his schemes, much less to judge him. But that his policy was offensive to the groups that, controlled the Senate there can be no doubt whatever. He was massacred by the champions of «law and order», with about three thousands of his followers, in the streets of Rome in 121 B.C. His decapitated head was carried to the Senate on the point of a pike.

(A reward of its weight in gold, says Plutarch, had been offered for this trophy: and its captor, acting in the true spirit of a champion of «big business», filled the brain-case with lead on its way to the scales.)

In spite of these prompt firm measures the Senate was not to enjoy the benefits of peace and the advantages of a control of the imperial resources for long. Within ten years the people were in revolt again.

In 118 B.C. the throne of Numidia, the semi-barbaric kingdom that had arisen in North Africa upon the ruins of the civilized Carthaginian power, was seized by a certain able Jugurtha, who had served with the Roman armies in Spain, and had a knowledge of the Roman character. He provoked the military intervention of Rome. But the Romans found that their military power, under a Senate of financiers and landlords, was very different from what it had been even in the days of the younger Scipio Africanus. «Jugurtha bought over the Commissioners sent out to watch him, the Senators charged with their prosecution, and the generals in command against him».[110] There is a mistaken Roman proverb: «pecunia non olet» (money does not stink), for the money of Jugurtha stank even in Rome. There was an angry agitation; and a capable soldier of lowly origin, Marius, was carried to the consulship (107 B.C.) on the wave of popular indignation. Marius made no attempt on the model of the Gracchi to restore the backbone of the army by rehabilitating the yeoman class. He was a professional soldier with a high standard of efficiency and a disposition to take short cuts.

He simply raised troops from among the poor, whether countrymen or townsmen, paid them well, disciplined them thoroughly, and (106 B.C.) ended the seven years’ war with Jugurtha by bringing that chieftain in chains to Rome. It did not occur to anybody that incidentally Marius had also created a professional army with no interest to hold it together but its pay. He then held on to the consulship more or less illegally for several years, and in 102 and 101 B.C. repelled a threatening move of the Germans (who thus appear in our history for the first time), who were raiding through Gaul towards Italy. He gained two victories; one on Italian soil. He was hailed as the saviour of his country, a second Camillus (100 B.C.).

The social tensions of the time mocked that comparison with Camillus. The Senate benefited by the greater energy in foreign affairs and the increased military efficiency that Marius had introduced, but the sullen, shapeless discontent of the mass of the people was still seeking some effective outlet. The rich grew richer and the poor poorer. It was impossible to stifle the consequences of that process for ever by political trickery. The Italian people were still unenfranchised. Two extreme democratic leaders, Saturninus, and Glaucia, were assassinated, but that familiar senatorial remedy failed to assuage the populace on this occasion. In 92 B.C. an aristocratic official, Rutilius Rufus, who had tried to restrain the exactions of the financiers in Asia Minor, was condemned on a charge of corruption so manifestly trumped up that it deceived no one; and in 91 B.C., Livius Drusus, a newly elected tribune of the people, who was making capital out of the trial of Rutilius Rufus, was assassinated. He had proposed a general enfranchisement of the Italians, and he had foreshadowed not only another land law, but a general abolition of debts. Yet for all this vigour on the part of the senatorial usurers, landgrabbers, and forestallers, the hungry and the anxious were still insurgent. The murder of Drusus was the last drop in the popular cup; Italy blazed into a desperate insurrection.

There followed two years of bitter civil war, the Social War. It was a war between the idea of a united Italy and the idea of the role of the Roman Senate. It was not a «social» war in the modern sense, but a war between Rome and her Italian allies (allies= Socii). «Roman generals, trained in the traditions of colonial warfare, marched ruthlessly up and down Italy, burning farms, sacking towns, and carrying off men, women, and children, to sell them in the open market or work them in gangs upon their estates».[111] Marius and an aristocratic general, Sulla, who had been with him in Africa and who was his bitter rival, both commanded on the side of Rome. But though the insurgents experienced defeats and looting, neither of these generals brought the war to an end. It was ended in a manner (89 B.C.) by the practical surrender of the Roman Senate to the idea of reform. The spirit was taken out of the insurrection by the concession of their demands «in principle»; and then as soon as the rebels had dispersed, the usual cheating of the new voters, by such methods as we have explained in sec[…] of this chapter, was resumed.

By the next year (88 B.C.) the old round had begun again. It was mixed up with the personal intrigues of Marius and Sulla against each other; but the struggle had taken on another complexion through the army reforms of Marius, which had created a new type of legionary, a landless professional soldier with no interest in life but pay and plunder, and with no feeling of loyalty except to a successful general. A popular tribune, Sulpicius, was bringing forward some new laws affecting debt, and the consuls were dodging the storm by declaring a suspension of public business. Then came the usual resort to violence, and the followers of Sulpicius drove the consuls from the forum. But here it is that the now forces which the new army had made possible came into play. King Mithridates of Pontus, the Hellenized king of the southern shores of the Black Sea cast of Bithynia, was pressing Rome into war. One of the proposed laws of Sulpicius was that Marius should command the armies sent against this Mithridates. Whereupon Sulla marched the army he had commanded throughout the Social War to Rome, Marius and Sulpicius fled, and a new age, an age of military pronunciamentos, began.

Of how Sulla had himself made commander against Mithridates and departed, and of how legions friendly to Marius then seized power, how Marius returned to Italy and enjoyed a thorough massacre of his political opponents and, died, sated, of fever, we cannot tell in any detail. But one measure during the Marian reign of terror did much to relieve the social tension, and that was the abolition of three-quarters of all outstanding debts. Nor can we tell here how Sulla made a discreditable peace with Mithridates (who had massacred a hundred thousand Italians in Asia Minor) in order to bring his legions back to Rome, defeat the Marians at the battle of the Colline Gate of Rome, and reverse the arrangements of Marius. Sulla restored law and order by the proscription and execution of over five thousand people. He desolated large parts of Italy, restored the Senate to power, repealed many of the recent laws, though he was unable to restore the cancelled burden of debt, and then, feeling bored by politics and having amassed great riches, he retired with an air of dignity into private life, gave himself up to abominable vices, and so presently died, eaten up with some disgusting disease produced by debauchery.[112]

27.4 The Era of the Adventurer Generals

Political life in Italy was not so much tranquillized as stunned by the massacres and confiscations of Marius and Sulla. The scale upon which this history is planned will not permit us to tell here of the great adventurers who, relying more and more on the support of the legions, presently began to scheme and intrigue again for dictatorial power in Rome. In 73 B.C. all Italy was terrified by a rising of the slaves, and particularly of the gladiators, led by a gladiator from Thessaly, Spartacus. He and seventy others had fled out from a gladiatorial «farm» at Capua. Similar risings had already occurred in Sicily. The forces under Spartacus necessarily became a miscellaneous band drawn from east and west, without any common idea except the idea of dispersing and getting home; nevertheless, he held out in southern Italy for two years, using the then apparently extinct crater of Vesuvius for a time as a natural fortress. The Italians, for all their love of gladiatorial display, failed to appreciate this conversion of the whole country into an arena, this bringing of the gladiatorial sword to the door, and when at last Spartacus was overthrown, their terror changed to frantic cruelty, six thousand of his captured followers were crucified – long miles of nailed and drooping victims – along the Appian Way.

Here we cannot deal at any length with Lucullus, who invaded Pontus and fought Mithridates, and brought the cultivated cherry-tree to Europe; nor can we tell how ingeniously Pompey the Great stole the triumph and most of the prestige Lucullus had won in Armenia beyond Pontus. Lucullus, like Sulla, retired into an opulent private life, but with more elegance and with a more gracious end. We cannot relate in any detail how Julius Caesar accumulated reputation in the west, by conquering Gaul, defeating the German tribes upon the Rhine, and pushing a punitive raid across the Straits of Dover into Britain. More and more important grow the legions; less and less significant are the Senate and the assemblies of Rome. But there is a certain grim humour about the story of Crassus that we cannot altogether neglect.

This Crassus was a great money-lender and forestaller. He was a typical man of the new Equestrian type, the social equivalent of a modern munition profiteer. He first grew rich by buying up the property of those proscribed by Sulla. His earliest exploits in the field were against Spartacus, whom finally he crushed by great payments and exertions after a prolonged and expensive campaign. He then, as the outcome of complicated bargains, secured the command in the east and prepared to emulate the glories of Lucullus, who had pushed east from Pergamum and Bithynia into Pontus, and of Pompey, who had completed the looting of Armenia.

His experiences serve to demonstrate the gross ignorance with which the Romans were conducting their affairs at that time. He crossed the Euphrates, expecting to find in Persia another Hellenized kingdom like Pontus. But, as we have already intimated, the great reservoirs of nomadic peoples that stretched round from the Danube across Russia into Central Asia, had been raining back into the lands between the Caspian Sea and the Indus that Alexander had conquered for Hellenism. Crassus found himself against the «Scythian» again; against mobile tribes of horsemen led by a monarch in Median costume.[113] The particular variety of «Scythian» he encountered was called the Parthian. It is possible that in the Parthians a Mongolian (Turanian) element was now mingled with the Aryan strain; but the campaign of Crassus beyond the Euphrates is curiously like the campaign of Darius beyond the Danube; there is the same heavy thrusting of an infantry force against elusive light horsemen. But Crassus was less quick than Darius to realize the need of withdrawal and the Parthians were better bowmen than the Scythians Darius met. They seem to have had some sort of noisy projectile of unusual strength and force, something different from an ordinary arrow.[114] The campaign culminated in that two days’ massacre of the hot, thirsty, hungry, and weary Roman legions which is known as the battle of Carrhae (53 B.C.). They toiled through the sand, charging an enemy who always evaded their charge and rode round them and shot them to pieces. Twenty thousand of them were killed, and ten thousand marched on eastward as prisoners into slavery in Iran.

What became of Crassus is not clearly known. There is a story, probably invented for our moral benefit and suggested by his usuries, that he fell alive into the hands of the Parthians and was killed by having molten gold poured down his throat.

But this disaster has a very great significance indeed to our general history of mankind. It serves to remind us that from the Rhine to the Euphrates, all along to the north of the Alps and Danube and Black Sea, stretched one continuous cloud of nomadic and semi-nomadic peoples, whom the statescraft of imperial Rome was never able to pacify and civilize, nor her military science subdue. We have already called attention to a map showing how the Second Babylonian Empire, the Chaldean Empire, lay like a lamb in the embrace of the Median power. In exactly the same way the Roman Empire lay like a lamb in the embrace of this great crescent of outer barbarians. Not only was Rome never able to thrust back or assimilate that superincumbent crescent, but she was never able to organize the Mediterranean Sea into a secure and orderly system of communication between one part of her empire and another.

Quite unknown as yet to Rome, the Mongolian tribes from North-eastern Asia, the Huns and their kin, walled back and driven out from China by the Tsi and Han dynasties, were drifting and pressing westward, mixing with the Parthians, the Scythians, the Teutons and the like, or driving them before them.

Never at any time did the Romans succeed in pushing their empire beyond Mesopotamia, and upon Mesopotamia their hold was never very secure. Before the close of the republic that power of assimilation which had been the secret of their success was giving way to «patriotic» exclusiveness and «patriotic» greed. Rome plundered and destroyed Asia Minor and Babylonia, which were the necessary basis for an eastward extension to India, just as she had destroyed and looted Carthage and so had no foothold for extension into Africa, and just as she had destroyed Corinth and so cut herself off from an easy way into the heart of Greece. Western European writers, impressed by the fact that later on Rome Romanized and civilized Gaul and South Britain and restored the scene of her earlier devastations in Spain to prosperity, are apt to ignore that over far greater areas to the south and east her influence was to weaken and so restore to barbarism the far wider conquests of Hellenic civilization.

27.5 The End of the Republic

But among the politicians of Italy in the first century B.C. there were no maps of Germany and Russia, Africa and Central Asia, and no sufficient intelligence to study them had they existed. Rome never developed the fine curiosities that sent Hanno and the sailors of Pharaoh Necho down the coasts of Africa. When, in the first century B.C., the emissaries of the Han dynasty reached the eastern shores of the Caspian Sea, they found only stories of a civilization that had receded. The memory of Alexander still lived in these lands, but of Rome men only knew that Pompey had come to the western shores of the Caspian and gone away again, and that Crassus had been destroyed. Rome was pre-occupied at home. What mental energy remained over in the Roman citizen from the attempt to grow personally rich, and keep personally safe was intent upon the stratagems and strokes and counter-strokes of the various adventurers who were now manifestly grappling for the supreme power.

It is the custom of historians to treat these struggles with extreme respect. In particular the figure of Julius Caesar is set up as if it were a star of supreme brightness and importance in the history of mankind. Yet a dispassionate consideration of the known facts fails altogether to justify this demigod theory of Caesar. Not even that precipitate wrecker of splendid possibilities, Alexander the Great, has been so magnified and dressed up for the admiration of careless and uncritical readers. There is a type of scholar who, to be plain, sits and invents marvellous world policies for the more conspicuous figures in history with the merest scraps of justification or with no justification at all. We are told that Alexander planned the conquest of Carthage and Rome and the complete subjugation of India and that only his death shattered these schemes. What we know for certain is that he conquered the Persian Empire, and never went far beyond its boundaries; and that when he was supposed to be making these vast and noble plans, he was in fact indulging in such monstrous antics as his mourning for his favourite Hephaestion, and as his main occupation he was drinking himself to death. So, too, Julius Caesar is credited with the intention of doing just that one not impossible thing which would have secured the Roman Empire from its ultimate collapse – namely, the systematic conquest and civilization of Europe as far as the Baltic and the Dnieper. He was to have marched upon Germany, says Plutarch, through Parthia and Scythia, round the north of the Caspian and Black Seas. Yet the fact we have to reconcile with this wise and magnificent project is that at the crest of his power, Caesar, already a bald, middle-aged man, past the graces and hot impulses of youthful love, spent the better part of a year in Egypt, feasting and entertaining himself in amorous pleasantries with the Egyptian queen, Cleopatra. And afterwards he brought her with him to Rome, where her influence over him was bitterly resented. Such complications with a woman mark the elderly sensualist or sentimentalist? he was fifty-four at the commencement of the affaire? rather than the master-ruler of men.

On the side of the superman idea of Caesar, we have to count a bust in the Naples Museum. It represents a fine and intellectual face, very noble in its expression, and we can couple with that the story that his head, even at, birth, was unusually large and finely formed. But there is really no satisfying evidence that this well-known bust does represent Caesar, and it is hard to reconcile its austere serenity with the reputation for violent impulse and disorderliness that clung to him. Other busts of a quite different man are also, with more probability, ascribed to him.

Fig. 438 – Roman Power, 50 B.C.

There can be little doubt that he was a dissolute, and extravagant young man – the scandals cluster thick about his sojourn in Bithynia, whither he fled from Sulla; he was the associate of the reprobate Clodius and the conspirator Catiline, and there is nothing in his political career to suggest any aim higher or remoter than his own advancement to power, and all the personal glory and indulgence that power makes possible. We will not attempt to tell here of the turns and devices of his career. Although he was of an old patrician family, he came into politics as the brilliant darling of the people. He spent great sums and incurred heavy debts to provide public festivals on the most lavish scale. He opposed the tradition of Sulla, and cherished the memory of Marius, who was his uncle by marriage. For a time he worked in conjunction with Crassus and Pompey, but after the death of Crassus he and Pompey came into conflict. By 49 B.C. he and Pompey, with their legions, he from the west and Pompey from the east, were fighting openly for predominance in the Roman state. He had broken the law by bringing his legions across the Rubicon, which was the boundary between his command and Italy proper. At the battle of Pharsalos in Thessaly (48 B.C.), Pompey was routed, and, fleeing to Egypt, was murdered, leaving Caesar more master of the Roman world than ever Sulla had been.

He was then created dictator for ten years in 46 B.C., and early in 45 B.C. he was made dictator for life. This was monarchy; if not hereditary monarchy, it was at least electoral life monarchy. It was unlimited opportunity to do his best for the world. And by the spirit and quality of his use of this dictatorial power during these four years we are bound to judge him. A certain reorganization of local administration he effected, and he seems to have taken up what was a fairly obvious necessity of the times, a project for the restoration of the two murdered seaports of Corinth and Carthage, whose destruction had wrecked the sea-life of the Mediterranean. But much more evident was the influence of Cleopatra and Egypt upon his mind. Like Alexander before him, his head seems to have been turned by the king-god tradition, assisted no doubt in his case by the adulation of that charming hereditary goddess, Cleopatra, We find evidence of exactly that same conflict upon the score of divine pretensions, between him and his personal friends, that we have already recorded in the case of Alexander. So far as the Hellenized east was concerned, the paying of divine honours to rulers was a familiar idea; but it was still repulsive to the lingering Aryanism of Rome.

Fig. 442 – Julius Caesar

Antony, who had been his second in command at Pharsalos, was one of the chief of his flatterers. Plutarch describes a scene at the public games in which Antony tried to force a crown upon Caesar, which Caesar, after a little coyness and in face of the manifested displeasure of the crowd, refused. But he had adopted the ivory sceptre and throne, which were the traditional insignia of the ancient kings of Rome. His image was carried amidst that of the gods in the opening pompa of the arena, and his statue was set up in a temple with an inscription, «To the Unconquerable God!» Priests even were appointed for his godhead. These things are not the symptoms of great-mindedness, but of a common man’s megalomania. Caesar’s record of vulgar scheming for the tawdriest mockeries of personal worship is a silly and shameful record; it is incompatible with the idea that he was a wise and wonderful superman setting the world to rights.

Finally (44 B.C.) he was assassinated by a group of his own friends and supporters, to whom these divine aspirations had become intolerable. He was beset in the Senate, and stabbed in three and twenty places, dying at the foot of the statue of his fallen rival Pompey the Great. The scene marks the complete demoralization of the old Roman governing body. Brutus, the ringleader of the murderers, would have addressed the senators, but, confronted by this crisis, they were scuttling off in every direction. For the best part of a day Rome did not know what to make of this event; the murderers marched about with their bloody weapons through an undecided city, with no one gainsaying them and only a few joining them; then public opinion turned against them, some of their houses were attacked, and they had to hide and fly for their lives.

27.6 The Coming of the Princeps

But the trend of things was overwhelmingly towards monarchy. For thirteen years more the struggle of personalities went on. One single man is to be noted as inspired by broad ideas and an ambition not entirely egoistic, Cicero. He was a man of modest origin, whose eloquence and literary power had won him a prominent place in the Senate. He was a little tainted by the abusive tradition of Demosthenes, nevertheless he stands out, a noble and pathetically ineffective figure, pleading with the now utterly degenerate, base, and cowardly Senate for the high ideals of the Republic. He was a writer of great care and distinction, and the orations and private letters he has left us make him one of the most real and living figures of this period to the modern reader. He was proscribed and killed in 43 B.C., the year after the murder of Julius Caesar, and his head and hands were nailed up in the Roman forum. Octavian, who became at last the monarch of Rome, seems to have made an effort to save Cicero; that murder was certainly not his crime.

Here we cannot trace out the tangle of alliances and betrayals that ended in the ascendancy of this Octavian, the adopted heir of Julius Caesar. The fate of the chief figures is interwoven with that of Cleopatra.

After the death of Caesar, she set herself to capture the emotions and vanity of Antony, a much younger man than Caesar, with whom she was probably already acquainted. For a time Octavian and Antony and a third figure, Lepidus, divided the Roman world just as Caesar and Pompey had divided it before their final conflict. Octavian took the hardier west, and consolidated his power; Antony had the more gorgeous east – and Cleopatra. To Lepidus fell that picked bone, Carthaginian Africa. He seems to have been a good man of good traditions, set upon the restoration of Carthage rather than upon wealth or personal vanities. The mind of Antony succumbed to those same ancient ideas of divine kingship that had already proved too much for the mental equilibrium of Julius Caesar. In the company of Cleopatra he gave himself up to love, amusements, and a dream of sensuous glory, until Octavian felt that the time was ripe to end these two Egyptian divinities.

In 32 B.C. Octavian induced the Senate to depose Antony from the command of the east, and proceeded to attack him. A great naval battle at Actium (31 B.C.) was decided by the unexpected desertion of Cleopatra with sixty ships in the midst of the fight. It is quite impossible for us to decide now whether this was due to premeditated treachery or to the sudden whim of a charming woman. The departure of these ships threw the fleet of Antony into hopeless confusion, which was increased by the headlong flight of this model lover in pursuit. He went off in a swift galley after her without informing his commanders. He left his followers to fight and die as they thought fit, and for a time they were incredulous that he had gone. The subsequent encounter of the two lovers and their reconciliation is a matter for ironical speculation on the part of Plutarch.

Octavian’s net closed slowly round his rival. It is not improbable that there was some sort of understanding between Octavian and Cleopatra, as perhaps in the time of Julius Caesar there may have been between the queen and Antony. Antony gave way to much mournful posturing, varied by love scenes, during this last stage of his little drama. For a time he posed as an imitator of the cynic Timon, as one who had lost all faith in mankind, though one may think that his deserted sailors at Actium had better reason for such an attitude. Finally he found himself and Cleopatra besieged by Octavian in Alexandria. There were some sallies and minor successes, and Antony was loud with challenges to Octavian to decide the matter by personal combat. Being led to believe that Cleopatra had committed suicide, this star of romance stabbed himself, but so ineffectually as to die lingeringly, and he was carried off to expire in her presence (30 B.C.).

Plutarch’s account of Antony, which was derived very largely from witnesses who had seen and known him, describes him as of heroic mould. He is compared to the demigod Hercules, from whom indeed he claimed descent, and also, to the Indian Bacchus. There is a disgusting but illuminating description of a scene in the Senate when he attempted to speak while drunk, and was overtaken by one of the least dignified concomitants of intoxication.

For a little while Cleopatra still clung to life, and perhaps to the hope that she might reduce Octavian to the same divine role that had already been played by Julius Caesar and Antony. She had an interview with Octavian, in which she presented herself as beauty in distress and very lightly clad. But when it became manifest that Octavian lacked the godlike spark, and that his care for her comfort and welfare was dictated chiefly by his desire to exhibit her in a triumphal procession through the streets of Rome, she also committed suicide. An asp was smuggled to her past the Roman sentries, concealed in a basket of figs, and by its fangs she died.

Octavian seems to have been almost entirely free from the divine aspirations of Julius Caesar and Antony. He was neither God nor romantic hero; he was a man. He was a man of far greater breadth and capacity than any other player in this last act of the Republican drama in Rome. All things considered, he was perhaps the best thing that could have happened to Rome at that time. He «voluntarily resigned the extraordinary powers which he had held since 43, and, to quote his own words, ‘handed over the republic to the control of the senate and the people of Rome.’ The old constitutional machinery was once more set in motion; the senate, assembly, and magistrates resumed their functions, and Octavian himself was hailed as the ‘restorer of the commonwealth and the champion of freedom.’ It was not so easy to determine what relation he himself, the actual master of the Roman world, should occupy towards this revived republic. His abdication, in any real sense of the word, would have simply thrown everything back into confusion. The interests of peace and order required that he should retain at least the substantial part of his authority; and this object was in fact accomplished, and the rule of the emperors founded in a manner which has no parallel in history. Any revival of the kingly title was out of the question, and Octavian himself expressly refused the dictatorship. Nor was any new office created or any new official title invented for his benefit. But by senate and people he was invested according to the old constitutional forms with certain powers, as many citizens had been before him, and so took his place by the side of the lawfully appointed magistrates of the republic; only, to mark his pre-eminent dignity, as the first, of them all, the senate decreed that he should take as an additional cognomen that of ‘Augustus,’ while in common parlance he was henceforth styled Princeps, a simple title of courtesy, familiar to republican usage and conveying no other idea than that of a recognized primacy and precedence over his fellow-citizens. The ideal sketched by Cicero in his De Republica, of a constitutional president of a free republic, was apparently realized; but it was only in appearance. For in fact the special prerogatives conferred upon Octavian gave him back in substance the autocratic authority he had resigned, and as between the restored republic and its new princeps the balance of power was overwhelmingly on the side of the latter».[115]

27.7 Why the Roman Republic Failed

In this manner it was that Roman republicanism ended in a princeps or ruling prince, and the first great experiment in a self-governing community on a scale larger than that of tribe or city, collapsed and failed.

The essence of its failure was that it could not sustain unity. In its early stages its citizens, both patrician and plebeian, had a certain tradition of justice and good faith, and of the loyalty of all citizens to the law, and of the goodness of the law for all citizens; it clung to this idea of the importance of the law and of law-abidingness nearly into the first century B.C. But the unforeseen invention and development of money, the temptations and disruptions of imperial expansion, the entanglement of electoral methods, weakened and swamped this tradition by presenting old issues in new disguises under which the judgment did not recognize them, and by enabling men to be loyal to the professions of citizenship and disloyal to its spirit. The bond of the Roman people had always been a moral rather than a religious bond; their religion was sacrificial and superstitious; it embodied no such great ideas of a divine leader and of a sacred mission as Judaism was developing. As the idea of citizenship failed and faded before the new occasions, there remained no inner, that is to say no real, unity in the system at all. Every man tended more and more to do what was right in his own eyes.

Under such conditions there was no choice between chaos and a return to monarchy, to the acceptance of some chosen individual as the one unifying will in the state. Of course in that return there is always hidden the expectation that the monarch will become as it were magic, will cease to be merely a petty human being, and will think and feel as something greater and more noble, as indeed a state personage; and of course monarchy invariably fails to satisfy that expectation. We shall glance at the extent of this failure in the brief review we shall presently make of the emperors of Rome. We shall find at last one of the more constructive of these emperors, Constantine the Great, conscious of his own inadequacy as a unifying power, turning to the faith, the organization, and teaching network of one of the new religious movements in the empire, to supply just that permeating and correlating factor in men’s minds that was so manifestly wanting.

With Caesar, the civilization of Europe and Western Asia went back to monarchy, and, through monarchy, assisted presently by organized Christianity, it sought to achieve peace, righteousness, happiness, and world order for close upon eighteen centuries. Then almost suddenly it began reverting to republicanism, first in one country and then in another, and, assisted by the new powers of printing and the press and of organized general education, and by the universalist religious ideas in which the world had been soaked for generations, it seems now to have resumed again the effort to create a republican world-state and a world-wide scheme of economic righteousness which the Romans had made so prematurely and in which they had so utterly and disastrously failed.

Fig. 448 – Roman Empire at Death of Augustus

Certain conditions, we are new beginning to perceive, are absolutely necessary to such a creation; conditions which it is inconceivable that any pre-Christian Roman could have regarded as possible. We may still think the attainment of these conditions a vastly laborious and difficult and uncertain undertaking, but we understand that the attempt must be made because no other prospect before us gives even a promise of happiness or self-respect or preservation of our kind. The first of these conditions is that there should be a common political idea in the minds of all men, an idea of the state thought of as the personal possession of each individual and as the backbone fact of his scheme of duties. In the early days of Rome, when it was a little visible state, twenty miles square, such notions could be and were developed in children in their homes, and by what they saw and heard of the political lives of their fathers; but in a larger country such as Rome had already become before the war with Pyrrhus, there was a need of an organized teaching of the history, of the main laws, and of the general intentions, of the state towards everyone if this moral unity was to be maintained. But the need was never realized, and no attempt at, any such teaching was ever made. At the time it could not have been made. It is inconceivable that it could have been made. The knowledge was not there, and there existed no class from which the needed teachers could be drawn and no conception of an organization for any such systematic moral and intellectual training as the teaching organization of Christianity, with its creeds and catechisms and sermons and confirmations, presently supplied.

Moreover, we know nowadays that even a universal education of this sort supplies only the basis for a healthy republican state. Next to education there must come abundant, prompt, and truthful information of what is going on in the state, and frank and free discussion of the issues of the time. Even nowadays these functions are performed only very imperfectly and badly by the press we have and by our publicists and politicians; but badly though it is done, the thing is done, and the fact that it is done at all argues that it may ultimately be done well. In the Roman state it was not even attempted. The Roman citizen got his political facts from rumour and the occasional orator. He stood wedged in the forum, imperfectly hearing a distant speaker. He probably misconceived every issue upon which he voted.

And of the monstrous ineffectiveness of the Roman voting system we have already written.

Unable to surmount or remove these obstacles to a sane and effective popular government, the political instincts of the Roman mind turned towards monarchy. But it was not monarchy of the later European type, not hereditary monarchy, which was now installed in Rome. The princeps was really like an American war-time president, but he was elected not for four years but for life, he was able to appoint senators instead of being restrained by an elected senate, and with a rabble popular meeting in the place of the house of representatives. He was also pontifex maximus, chief of the sacrificial priests, a function unknown at Washington; and in practice it became usual for him to designate and train his successor and to select for that honour a son or an adopted son or a near relation whom he could trust. The power of the princeps was in itself enormous to entrust to the hands of a single man without any adequate checks, but it was further enhanced by the tradition of monarch-worship which had now spread out from Egypt over the entire Hellenized east, and which was coming to Rome in the head of every Oriental slave and immigrant. By natural and imperceptible degrees the idea of the god-emperor came to dominate the whole Romanized world.

Only one thing presently remained to remind the god-emperor that he was mortal, and that was the army. The god-emperor was never safe upon the Olympus of the Palatine Hill at Rome. He was only secure while he was the beloved captain of his legions. And as a consequence only the hardworking emperors who kept their legions active and in close touch with themselves had long reigns. The sword overhung the emperor and spurred him to incessant activity. If he left things to his generals, one of those generals presently replaced him. This spur was perhaps the redeeming feature of the Roman Imperial system. In the greater, compacter, and securer empire of China there was not the same need of legions, and so there was-not the same swift end for lazy or dissipated or juvenile monarchs that overtook such types in Rome.